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1.
Protecting Your Privacy
Maintaining
the trust and confidence of our customers is a high priority. That is why we
want you to understand how we protect your privacy when we collect and use
information about you, and the steps that we take to safeguard that
information.
2.
Information We Collect
In
connection with providing investment products, financial advice, or other
services, we obtain non-public personal information about you, including:
- Information we
receive from you on account applications;
- Information
received from credit or service bureaus or other third parties;
- Information about
your transactions with others, including your financial advisor or us.
3.
Information We Disclose
We
will not disclose information regarding you or your account with us, except
under the following circumstances:
- To your authorized
Registered Representative and his or her manager;
- To establish or
maintain an account with an unaffiliated third party, such as a
clearing broker providing services to you and/or Chadbourn Securities,
Inc.;
- To government
entities or other third parties in response to subpoenas or other
legal process as required by law or to ensure compliance with
regulatory inquiries.
4.
Our Security Policy
Only
those individuals who need it to perform their jobs are authorized to have
access to confidential customer information. We maintain physical,
electronic, and procedural security measures that comply with applicable
state and federal regulations to safeguard confidential customer
information.
5.
Closed or Inactive Accounts
If
you decide to close your account(s) or become an inactive customer, we will
adhere to the privacy policies and practices as described in this notice.
6.
Changes to This Privacy Policy
If
we make any substantial changes in the way we use or disseminate
confidential information, we will notify you.
If you have any questions concerning this
Privacy Policy, please write to: Chadbourn Securities, Inc., R.G. Skinner Parkway,
Suite 501,
Jacksonville, FL 32256. Or email us at info@chadbournsecurities.com
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